Notification of Major Holdings1. Details of issuer B.R.A.I.N. Biotechnology Research And Information Network AG
Darmstädter Straße 34-36
64673 Zwingenberg
Germany |
2. Reason for notification | | Acquisition/disposal of shares with voting rights |
| | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| X | Other reason: first admission of the shares to trading on a regulated market |
3. Details of person subject to the notification obligation | Name: | City and country of registered office: |
| Martin Putsch | |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | total of both in %
(7.a. + 7.b.) | total number of voting rights of issuer |
| Resulting situation | 39.19 % | 2.18 % | 41.38 % | 16,414,348 |
| Previous notification | % | % | % | / |
7. Notified details of the resulting situationa. Voting rights attached to shares (Sec.s 21, 22 WpHG) | ISIN | absolute | in % |
| | direct
(Sec. 21 WpHG) | indirect
(Sec. 22 WpHG) | direct
(Sec. 21 WpHG) | indirect
(Sec. 22 WpHG) |
| DE0005203947 | 0 | 6,433,455 | 0 % | 39.19 % |
| Total | 6,433,455 | 39.19 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Call option of MP Beteiligungs-GmbH with Green Industries Group GmbH & Co. KG | | | 250,000 | 1.52 % |
| | | Total | 250,000 | 1.52 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Claim for retransfer under securities lending agreement (Oddo Seydler Bank AG) | | | Both | 108,054 | 0.66 % |
| | | | Total | 108,054 | 0.66 % |
8. Information in relation to the person subject to the notification obligation | | Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| Martin Putsch | % | % | % |
| ALLFA GmbH | % | % | % |
| MP Beteiligungs-GmbH | 39.19 % | % | 41.38 % |
| | | | |
| Martin Putsch | % | % | % |
| BRAWOH GmbH | % | % | % |
| MP Beteiligungs-GmbH | 39.19 % | % | 41.38 % |
| | | | |
| Martin Putsch | % | % | % |
| CHARLYE GmbH | % | % | % |
| MP Beteiligungs-GmbH | 39.19 % | % | 41.38 % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG | Date of general meeting: | |
| Holding position after general meeting: | % (equals voting rights) |